Leverage the Risk Number® to demonstrate that advisors are acting in a client's best interest.
Riskalyze allows advisors to easily showcase alignment between portfolio construction and investor risk tolerance.
Document the audit trail.
Document a point-of-contact audit trail at each stage in the client relationship - from education, to investment recommendations, to client reviews.
Seamlessly deploy customized BICE contracts.
Manage provisioning of each advisor's BICE contract forms in one, simple location. Easily deliver docs to clients for e-signature and documentation prior to the presentation of investment recommendations.
Find out who's naughty and who's BICE. Zero in on problems by equipping your supervision and compliance teams to see accounts lacking documented
BICE compliance, or with mismatched risk, high-risk positions or high volumes of 401k rollovers.
Profitably serve accounts, large and small.
Implement retirement portfolios easily and keep everything on track with One-Click Fiduciary Technology™. Autopilot does the driving so you can focus on the advice.